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[DOCS] Add PIT to search after docs #61593

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4 changes: 4 additions & 0 deletions docs/reference/search/scroll-api.asciidoc
Original file line number Diff line number Diff line change
Expand Up @@ -4,6 +4,10 @@
<titleabbrev>Scroll</titleabbrev>
++++

IMPORTANT: We no longer recommend using the scroll API for deep pagination. If
you need to preserve the index state while paging through more than 10,000 hits,
use the <<search-after,`search_after`>> parameter with a point in time (PIT).

Retrieves the next batch of results for a <<scroll-search-results,scrolling
search>>.

Expand Down
286 changes: 172 additions & 114 deletions docs/reference/search/search-your-data/paginate-search-results.asciidoc
Original file line number Diff line number Diff line change
@@ -1,18 +1,11 @@
[[paginate-search-results]]
== Paginate search results

By default, the <<search-search,search API>> returns the top 10 matching documents.

To paginate through a larger set of results, you can use the search API's `size`
and `from` parameters. The `size` parameter is the number of matching documents
to return. The `from` parameter is a zero-indexed offset from the beginning of
the complete result set that indicates the document you want to start with.

The following search API request sets the `from` offset to `5`, meaning the
request offsets, or skips, the first five matching documents.

The `size` parameter is `20`, meaning the request can return up to 20 documents,
starting at the offset.
By default, searches return the top 10 matching hits. To page through a larger
set of results, you can use the <<search-search,search API>>'s `from` and `size`
parameters. The `from` parameter defines the number of hits to skip, defaulting
to `0`. The `size` parameter is the maximum number of hits to return. Together,
these two parameters define a page of results.

[source,console]
----
Expand All @@ -28,29 +21,176 @@ GET /_search
}
----

By default, you cannot page through more than 10,000 documents using the `from`
and `size` parameters. This limit is set using the
<<index-max-result-window,`index.max_result_window`>> index setting.
Avoid using `from` and `size` to page too deeply or request too many results at
once. Search requests usually span multiple shards. Each shard must load its
requested hits and the hits for any previous pages into memory. For deep pages
or large sets of results, these operations can significantly increase memory and
CPU usage, resulting in degraded performance or node failures.

By default, you cannot use `from` and `size` to page through more than 10,000
hits. This limit is a safeguard set by the
<<index-max-result-window,`index.max_result_window`>> index setting. If you need
to page through more than 10,000 hits, use the <<search-after,`search_after`>>
parameter instead.

WARNING: {es} uses Lucene's internal doc IDs as tie-breakers. These internal doc
IDs can be completely different across replicas of the same data. When paging
search hits, you might occasionally see that documents with the same sort values
are not ordered consistently.

[discrete]
[[search-after]]
=== Search after

You can use the `search_after` parameter to retrieve the next page of hits
using a set of <<sort-search-results,sort values>> from the previous page.

Using `search_after` requires multiple search requests with the same `query` and
`sort` values. If a <<near-real-time,refresh>> occurs between these requests,
the order of your results may change, causing inconsistent results across pages. To
prevent this, you can create a <<point-in-time-api,point in time (PIT)>> to
preserve the current index state over your searches.

[source,console]
----
POST /my-index-000001/_pit?keep_alive=1m
----
// TEST[setup:my_index]

The API returns a PIT ID.

[source,console-result]
----
{
"id": "46ToAwMDaWR4BXV1aWQxAgZub2RlXzEAAAAAAAAAAAEBYQNpZHkFdXVpZDIrBm5vZGVfMwAAAAAAAAAAKgFjA2lkeQV1dWlkMioGbm9kZV8yAAAAAAAAAAAMAWICBXV1aWQyAAAFdXVpZDEAAQltYXRjaF9hbGw_gAAAAA=="
}
----
// TESTRESPONSE[s/"id": "46ToAwMDaWR4BXV1aWQxAgZub2RlXzEAAAAAAAAAAAEBYQNpZHkFdXVpZDIrBm5vZGVfMwAAAAAAAAAAKgFjA2lkeQV1dWlkMioGbm9kZV8yAAAAAAAAAAAMAWICBXV1aWQyAAAFdXVpZDEAAQltYXRjaF9hbGw_gAAAAA=="/"id": $body.id/]

To get the first page of results, submit a search request with a `sort`
argument. If using a PIT, specify the PIT ID in the `pit.id` parameter.

IMPORTANT: We recommend you include a tiebreaker field in your `sort`. This
tiebreaker field should contain a unique value for each document. If you don't
include a tiebreaker field, your paged results could miss or duplicate hits.
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[source,console]
----
GET /my-index-000001/_search
{
"size": 10000,
"query": {
"match" : {
"user.id" : "elkbee"
}
},
"pit": {
"id": "46ToAwMDaWR4BXV1aWQxAgZub2RlXzEAAAAAAAAAAAEBYQNpZHkFdXVpZDIrBm5vZGVfMwAAAAAAAAAAKgFjA2lkeQV1dWlkMioGbm9kZV8yAAAAAAAAAAAMAWICBXV1aWQyAAAFdXVpZDEAAQltYXRjaF9hbGw_gAAAAA==", <1>
"keep_alive": "1m"
},
"sort": [ <2>
{"@timestamp": "asc"},
{"tie_breaker_id": "asc"}
]
}
----
// TEST[catch:missing]

<1> PIT ID for the search.
<2> Sorts hits for the search.

The search response includes an array of `sort` values for each hit. If you used
a PIT, the response's `pit_id` parameter contains an updated PIT ID.

Deep paging or requesting many results at once can result in slow searches.
Results are sorted before being returned. Because search requests usually span
multiple shards, each shard must generate its own sorted results. These separate
results must then be combined and sorted to ensure that the overall sort order
is correct.
[source,console-result]
----
{
"pit_id" : "46ToAwEPbXktaW5kZXgtMDAwMDAxFnVzaTVuenpUVGQ2TFNheUxVUG5LVVEAFldicVdzOFFtVHZTZDFoWWowTGkwS0EAAAAAAAAAAAQURzZzcUszUUJ5U1NMX3Jyak5ET0wBFnVzaTVuenpUVGQ2TFNheUxVUG5LVVEAAA==", <1>
"took" : 17,
"timed_out" : false,
"_shards" : ...,
"hits" : {
"total" : ...,
"max_score" : null,
"hits" : [
...
{
"_index" : "my-index-000001",
"_id" : "FaslK3QBySSL_rrj9zM5",
"_score" : null,
"_source" : ...,
"sort" : [ <2>
4098435132000,
"FaslK3QBySSL_rrj9zM5"
]
}
]
}
}
----
// TESTRESPONSE[skip: unable to access PIT ID]

As an alternative to deep paging, we recommend using
<<scroll-search-results,scroll>> or the
<<search-after,`search_after`>> parameter.
<1> Updated `id` for the point in time.
<2> Sort values for the last returned hit.

To get the next page of results, rerun the previous search using the last hit's
sort values as the `search_after` argument. If using a PIT, use the latest PIT
ID in the `pit.id` parameter. The search's `query` and `sort` arguments must
remain unchanged. If provided, the `from` argument must be `0` (default) or `-1`.

[source,console]
----
GET /my-index-000001/_search
{
"size": 10000,
"query": {
"match" : {
"user.id" : "elkbee"
}
},
"pit": {
"id": "46ToAwEPbXktaW5kZXgtMDAwMDAxFnVzaTVuenpUVGQ2TFNheUxVUG5LVVEAFldicVdzOFFtVHZTZDFoWWowTGkwS0EAAAAAAAAAAAQURzZzcUszUUJ5U1NMX3Jyak5ET0wBFnVzaTVuenpUVGQ2TFNheUxVUG5LVVEAAA==", <1>
"keep_alive": "1m"
},
"sort": [
{"@timestamp": "asc"},
{"tie_breaker_id": "asc"}
],
"search_after": [ <2>
4098435132000,
"FaslK3QBySSL_rrj9zM5"
]
}
----
// TEST[catch:missing]

<1> PIT ID returned by the previous search.
<2> Sort values from the previous search's last hit.

You can repeat this process to get additional pages of results. If using a PIT,
you can extend the PIT's retention period using the
`keep_alive` parameter of each search request.

When you're finished, you should delete your PIT.

[source,console]
----
DELETE /_pit
{
"id" : "46ToAwEPbXktaW5kZXgtMDAwMDAxFnVzaTVuenpUVGQ2TFNheUxVUG5LVVEAFldicVdzOFFtVHZTZDFoWWowTGkwS0EAAAAAAAAAAAQURzZzcUszUUJ5U1NMX3Jyak5ET0wBFnVzaTVuenpUVGQ2TFNheUxVUG5LVVEAAA=="
}
----
// TEST[catch:missing]

WARNING: {es} uses Lucene's internal doc IDs as tie-breakers. These internal
doc IDs can be completely different across replicas of the same
data. When paginating, you might occasionally see that documents with the same
sort values are not ordered consistently.

[discrete]
[[scroll-search-results]]
=== Scroll search results

IMPORTANT: We no longer recommend using the scroll API for deep pagination. If
you need to preserve the index state while paging through more than 10,000 hits,
use the <<search-after,`search_after`>> parameter with a point in time (PIT).

While a `search` request returns a single ``page'' of results, the `scroll`
API can be used to retrieve large numbers of results (or even all results)
from a single search request, in much the same way as you would use a cursor
Expand Down Expand Up @@ -125,13 +265,13 @@ POST /_search/scroll
for another `1m`.
<3> The `scroll_id` parameter

The `size` parameter allows you to configure the maximum number of hits to be
returned with each batch of results. Each call to the `scroll` API returns the
next batch of results until there are no more results left to return, ie the
The `size` parameter allows you to configure the maximum number of hits to be
returned with each batch of results. Each call to the `scroll` API returns the
next batch of results until there are no more results left to return, ie the
`hits` array is empty.

IMPORTANT: The initial search request and each subsequent scroll request each
return a `_scroll_id`. While the `_scroll_id` may change between requests, it doesn’t
IMPORTANT: The initial search request and each subsequent scroll request each
return a `_scroll_id`. While the `_scroll_id` may change between requests, it doesn’t
always change — in any case, only the most recently received `_scroll_id` should be used.

NOTE: If the request specifies aggregations, only the initial search response
Expand Down Expand Up @@ -340,85 +480,3 @@ For append only time-based indices, the `timestamp` field can be used safely.

NOTE: By default the maximum number of slices allowed per scroll is limited to 1024.
You can update the `index.max_slices_per_scroll` index setting to bypass this limit.

[discrete]
[[search-after]]
=== Search after

Pagination of results can be done by using the `from` and `size` but the cost becomes prohibitive when the deep pagination is reached.
The `index.max_result_window` which defaults to 10,000 is a safeguard, search requests take heap memory and time proportional to `from + size`.
The <<scroll-search-results,scroll>> API is recommended for efficient deep scrolling but scroll contexts are costly and it is not
recommended to use it for real time user requests.
The `search_after` parameter circumvents this problem by providing a live cursor.
The idea is to use the results from the previous page to help the retrieval of the next page.

Suppose that the query to retrieve the first page looks like this:

[source,console]
--------------------------------------------------
GET my-index-000001/_search
{
"size": 10,
"query": {
"match" : {
"message" : "foo"
}
},
"sort": [
{"@timestamp": "asc"},
{"tie_breaker_id": "asc"} <1>
]
}
--------------------------------------------------
// TEST[setup:my_index]
// TEST[s/"tie_breaker_id": "asc"/"tie_breaker_id": {"unmapped_type": "keyword"}/]

<1> A copy of the `_id` field with `doc_values` enabled

[IMPORTANT]
A field with one unique value per document should be used as the tiebreaker
of the sort specification. Otherwise the sort order for documents that have
the same sort values would be undefined and could lead to missing or duplicate
results. The <<mapping-id-field,`_id` field>> has a unique value per document
but it is not recommended to use it as a tiebreaker directly.
Beware that `search_after` looks for the first document which fully or partially
matches tiebreaker's provided value. Therefore if a document has a tiebreaker value of
`"654323"` and you `search_after` for `"654"` it would still match that document
and return results found after it.
<<doc-values,doc value>> are disabled on this field so sorting on it requires
to load a lot of data in memory. Instead it is advised to duplicate (client side
or with a <<ingest-processors,set ingest processor>>) the content
of the <<mapping-id-field,`_id` field>> in another field that has
<<doc-values,doc value>> enabled and to use this new field as the tiebreaker
for the sort.

The result from the above request includes an array of `sort values` for each document.
These `sort values` can be used in conjunction with the `search_after` parameter to start returning results "after" any
document in the result list.
For instance we can use the `sort values` of the last document and pass it to `search_after` to retrieve the next page of results:

[source,console]
--------------------------------------------------
GET my-index-000001/_search
{
"size": 10,
"query": {
"match" : {
"message" : "foo"
}
},
"search_after": [1463538857, "654323"],
"sort": [
{"@timestamp": "asc"},
{"tie_breaker_id": "asc"}
]
}
--------------------------------------------------
// TEST[setup:my_index]
// TEST[s/"tie_breaker_id": "asc"/"tie_breaker_id": {"unmapped_type": "keyword"}/]

NOTE: The parameter `from` must be set to 0 (or -1) when `search_after` is used.

`search_after` is not a solution to jump freely to a random page but rather to scroll many queries in parallel.
It is very similar to the `scroll` API but unlike it, the `search_after` parameter is stateless, it is always resolved against the latest
version of the searcher. For this reason the sort order may change during a walk depending on the updates and deletes of your index.
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