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Add test for making sure switch doesn't happen past failure threshold (
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…#11138)

Fix switch threshold

Co-authored-by: Carl <[email protected]>
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carllin and carllin authored Jul 22, 2020
1 parent 3fd16ce commit e556f85
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Showing 4 changed files with 269 additions and 14 deletions.
73 changes: 61 additions & 12 deletions core/src/consensus.rs
Original file line number Diff line number Diff line change
Expand Up @@ -405,6 +405,7 @@ impl Tower {
total_stake: u64,
epoch_vote_accounts: &HashMap<Pubkey, (u64, Account)>,
) -> SwitchForkDecision {
let root = self.lockouts.root_slot.unwrap_or(0);
self.last_voted_slot()
.map(|last_voted_slot| {
let last_vote_ancestors = ancestors.get(&last_voted_slot).unwrap();
Expand All @@ -427,12 +428,22 @@ impl Tower {
let mut locked_out_stake = 0;
let mut locked_out_vote_accounts = HashSet::new();
for (candidate_slot, descendants) in descendants.iter() {
// 1) Only consider lockouts a tips of forks as that
// includes all ancestors of that fork.
// 2) Don't consider lockouts on the `last_vote` itself
// 3) Don't consider lockouts on any descendants of
// 1) Don't consider any banks that haven't been frozen yet
// because the needed stats are unavailable
// 2) Only consider lockouts at the latest `frozen` bank
// on each fork, as that bank will contain all the
// lockout intervals for ancestors on that fork as well.
// 3) Don't consider lockouts on the `last_vote` itself
// 4) Don't consider lockouts on any descendants of
// `last_vote`
if !descendants.is_empty()
// 5) Don't consider any banks before the root because
// all lockouts must be ancestors of `last_vote`
if !progress.get_fork_stats(*candidate_slot).map(|stats| stats.computed).unwrap_or(false)
// If any of the descendants have the `computed` flag set, then there must be a more
// recent frozen bank on this fork to use, so we can ignore this one. Otherwise,
// even if this bank has descendants, if they have not yet been frozen / stats computed,
// then use this bank as a representative for the fork.
|| descendants.iter().any(|d| progress.get_fork_stats(*d).map(|stats| stats.computed).unwrap_or(false))
|| *candidate_slot == last_voted_slot
|| ancestors
.get(&candidate_slot)
Expand All @@ -441,6 +452,7 @@ impl Tower {
exist in the ancestors map",
)
.contains(&last_voted_slot)
|| *candidate_slot <= root
{
continue;
}
Expand All @@ -461,17 +473,18 @@ impl Tower {
.lockout_intervals;
// Find any locked out intervals in this bank with endpoint >= last_vote,
// implies they are locked out at last_vote
for (_lockout_ineterval_end, value) in lockout_intervals.range((Included(last_voted_slot), Unbounded)) {
for (_lockout_interval_end, value) in lockout_intervals.range((Included(last_voted_slot), Unbounded)) {
for (lockout_interval_start, vote_account_pubkey) in value {
// Only count lockouts on slots that are:
// 1) Not ancestors of `last_vote`
// 2) Not from before the current root as we can't determine if
// anything before the root was an ancestor of `last_vote` or not
if !last_vote_ancestors.contains(lockout_interval_start)
// The check if the key exists in the ancestors map
// is equivalent to checking if the key is above the
// current root.
&& ancestors.contains_key(lockout_interval_start)
// Given a `lockout_interval_start` < root that appears in a
// bank for a `candidate_slot`, it must be that `lockout_interval_start`
// is an ancestor of the current root, because `candidate_slot` is a
// descendant of the current root
&& *lockout_interval_start > root
&& !locked_out_vote_accounts.contains(vote_account_pubkey)
{
let stake = epoch_vote_accounts
Expand Down Expand Up @@ -1107,8 +1120,11 @@ pub mod test {

// Fill the BankForks according to the above fork structure
vote_simulator.fill_bank_forks(forks, &HashMap::new());
for (_, fork_progress) in vote_simulator.progress.iter_mut() {
fork_progress.fork_stats.computed = true;
}
let ancestors = vote_simulator.bank_forks.read().unwrap().ancestors();
let descendants = vote_simulator.bank_forks.read().unwrap().descendants();
let mut descendants = vote_simulator.bank_forks.read().unwrap().descendants();
let mut tower = Tower::new_with_key(&my_pubkey);

// Last vote is 47
Expand Down Expand Up @@ -1185,6 +1201,23 @@ pub mod test {
SwitchForkDecision::FailedSwitchThreshold
);

// Adding another validator lockout on a different fork, and the lockout
// covers the last vote would count towards the switch threshold,
// unless the bank is not the most recent frozen bank on the fork (14 is a
// frozen/computed bank > 13 on the same fork in this case)
vote_simulator.simulate_lockout_interval(13, (12, 47), &other_vote_account);
assert_eq!(
tower.check_switch_threshold(
110,
&ancestors,
&descendants,
&vote_simulator.progress,
total_stake,
bank0.epoch_vote_accounts(0).unwrap(),
),
SwitchForkDecision::FailedSwitchThreshold
);

// Adding another validator lockout on a different fork, and the lockout
// covers the last vote, should satisfy the switch threshold
vote_simulator.simulate_lockout_interval(14, (12, 47), &other_vote_account);
Expand All @@ -1200,10 +1233,26 @@ pub mod test {
SwitchForkDecision::SwitchProof(Hash::default())
);

// Adding another unfrozen descendant of the tip of 14 should not remove
// slot 14 from consideration because it is still the most recent frozen
// bank on its fork
descendants.get_mut(&14).unwrap().insert(10000);
assert_eq!(
tower.check_switch_threshold(
110,
&ancestors,
&descendants,
&vote_simulator.progress,
total_stake,
bank0.epoch_vote_accounts(0).unwrap(),
),
SwitchForkDecision::SwitchProof(Hash::default())
);

// If we set a root, then any lockout intervals below the root shouldn't
// count toward the switch threshold. This means the other validator's
// vote lockout no longer counts
vote_simulator.set_root(43);
tower.lockouts.root_slot = Some(43);
// Refresh ancestors and descendants for new root.
let ancestors = vote_simulator.bank_forks.read().unwrap().ancestors();
let descendants = vote_simulator.bank_forks.read().unwrap().descendants();
Expand Down
54 changes: 54 additions & 0 deletions local-cluster/src/cluster_tests.rs
Original file line number Diff line number Diff line change
Expand Up @@ -304,6 +304,60 @@ pub fn check_for_new_roots(num_new_roots: usize, contact_infos: &[ContactInfo],
}
}

pub fn check_no_new_roots(
num_slots_to_wait: usize,
contact_infos: &[ContactInfo],
test_name: &str,
) {
assert!(!contact_infos.is_empty());
let mut roots = vec![0; contact_infos.len()];
let max_slot = contact_infos
.iter()
.enumerate()
.map(|(i, ingress_node)| {
let client = create_client(ingress_node.client_facing_addr(), VALIDATOR_PORT_RANGE);
let initial_root = client
.get_slot()
.unwrap_or_else(|_| panic!("get_slot for {} failed", ingress_node.id));
roots[i] = initial_root;
client
.get_slot_with_commitment(CommitmentConfig::recent())
.unwrap_or_else(|_| panic!("get_slot for {} failed", ingress_node.id))
})
.max()
.unwrap();

let end_slot = max_slot + num_slots_to_wait as u64;
let mut current_slot;
let mut last_print = Instant::now();
let client = create_client(contact_infos[0].client_facing_addr(), VALIDATOR_PORT_RANGE);
loop {
current_slot = client
.get_slot_with_commitment(CommitmentConfig::recent())
.unwrap_or_else(|_| panic!("get_slot for {} failed", contact_infos[0].id));
if current_slot > end_slot {
break;
}
if last_print.elapsed().as_secs() > 3 {
info!(
"{} current slot: {}, waiting for slot: {}",
test_name, current_slot, end_slot
);
last_print = Instant::now();
}
}

for (i, ingress_node) in contact_infos.iter().enumerate() {
let client = create_client(ingress_node.client_facing_addr(), VALIDATOR_PORT_RANGE);
assert_eq!(
client
.get_slot()
.unwrap_or_else(|_| panic!("get_slot for {} failed", ingress_node.id)),
roots[i]
);
}
}

fn poll_all_nodes_for_signature(
entry_point_info: &ContactInfo,
cluster_nodes: &[ContactInfo],
Expand Down
19 changes: 19 additions & 0 deletions local-cluster/src/local_cluster.rs
Original file line number Diff line number Diff line change
Expand Up @@ -360,6 +360,25 @@ impl LocalCluster {
info!("{} done waiting for roots", test_name);
}

pub fn check_no_new_roots(&self, num_slots_to_wait: usize, test_name: &str) {
let alive_node_contact_infos: Vec<_> = self
.validators
.values()
.map(|v| v.info.contact_info.clone())
.collect();
assert!(!alive_node_contact_infos.is_empty());
info!("{} discovering nodes", test_name);
let cluster_nodes = discover_cluster(
&alive_node_contact_infos[0].gossip,
alive_node_contact_infos.len(),
)
.unwrap();
info!("{} discovered {} nodes", test_name, cluster_nodes.len());
info!("{} making sure no new roots on any nodes", test_name);
cluster_tests::check_no_new_roots(num_slots_to_wait, &alive_node_contact_infos, test_name);
info!("{} done waiting for roots", test_name);
}

fn transfer_with_client(
client: &ThinClient,
source_keypair: &Keypair,
Expand Down
137 changes: 135 additions & 2 deletions local-cluster/tests/local_cluster.rs
Original file line number Diff line number Diff line change
Expand Up @@ -4,8 +4,10 @@ use serial_test_derive::serial;
use solana_client::rpc_client::RpcClient;
use solana_client::thin_client::create_client;
use solana_core::{
broadcast_stage::BroadcastStageType, consensus::VOTE_THRESHOLD_DEPTH,
gossip_service::discover_cluster, validator::ValidatorConfig,
broadcast_stage::BroadcastStageType,
consensus::{SWITCH_FORK_THRESHOLD, VOTE_THRESHOLD_DEPTH},
gossip_service::discover_cluster,
validator::ValidatorConfig,
};
use solana_download_utils::download_snapshot;
use solana_ledger::{
Expand Down Expand Up @@ -407,6 +409,137 @@ fn test_kill_heaviest_partition() {
)
}

#[allow(clippy::assertions_on_constants)]
fn run_kill_partition_switch_threshold<F>(
failures_stake: u64,
alive_stake_1: u64,
alive_stake_2: u64,
on_partition_resolved: F,
) where
F: Fn(&mut LocalCluster),
{
// Needs to be at least 1/3 or there will be no overlap
// with the confirmation supermajority 2/3
assert!(SWITCH_FORK_THRESHOLD >= 1f64 / 3f64);
info!(
"stakes: {} {} {}",
failures_stake, alive_stake_1, alive_stake_2
);

// This test:
// 1) Spins up three partitions
// 2) Kills the first partition with the stake `failures_stake`
// 5) runs `on_partition_resolved`
let mut leader_schedule = vec![];
let num_slots_per_validator = 8;
let partitions: [&[usize]; 3] = [
&[(failures_stake as usize)],
&[(alive_stake_1 as usize)],
&[(alive_stake_2 as usize)],
];
let validator_keys: Vec<_> = iter::repeat_with(|| Arc::new(Keypair::new()))
.take(partitions.len())
.collect();
for (i, k) in validator_keys.iter().enumerate() {
let num_slots = {
if i == 0 {
// Set up the leader to have 50% of the slots
num_slots_per_validator * (partitions.len() - 1)
} else {
num_slots_per_validator
}
};
for _ in 0..num_slots {
leader_schedule.push(k.pubkey())
}
}
info!("leader_schedule: {}", leader_schedule.len());

let validator_to_kill = validator_keys[0].pubkey();
let on_partition_start = |cluster: &mut LocalCluster| {
info!("Killing validator with id: {}", validator_to_kill);
cluster.exit_node(&validator_to_kill);
};
run_cluster_partition(
&partitions,
Some((
LeaderSchedule::new_from_schedule(leader_schedule),
validator_keys,
)),
on_partition_start,
on_partition_resolved,
)
}

#[test]
#[serial]
fn test_kill_partition_switch_threshold_no_progress() {
let max_switch_threshold_failure_pct = 1.0 - 2.0 * SWITCH_FORK_THRESHOLD;
let total_stake = 10_000;
let max_failures_stake = (max_switch_threshold_failure_pct * total_stake as f64) as u64;

let failures_stake = max_failures_stake;
let total_alive_stake = total_stake - failures_stake;
let alive_stake_1 = total_alive_stake / 2;
let alive_stake_2 = total_alive_stake - alive_stake_1;

// Check that no new roots were set 400 slots after partition resolves (gives time
// for lockouts built during partition to resolve and gives validators an opportunity
// to try and switch forks)
let on_partition_resolved = |cluster: &mut LocalCluster| {
cluster.check_no_new_roots(400, &"PARTITION_TEST");
};

// This kills `max_failures_stake`, so no progress should be made
run_kill_partition_switch_threshold(
failures_stake,
alive_stake_1,
alive_stake_2,
on_partition_resolved,
);
}

#[test]
#[serial]
fn test_kill_partition_switch_threshold() {
let max_switch_threshold_failure_pct = 1.0 - 2.0 * SWITCH_FORK_THRESHOLD;
let total_stake = 10_000;

// Kill `< max_failures_stake` of the validators
let max_failures_stake = (max_switch_threshold_failure_pct * total_stake as f64) as u64;
let failures_stake = max_failures_stake - 1;
let total_alive_stake = total_stake - failures_stake;

// Partition the remaining alive validators, should still make progress
// once the partition resolves
let alive_stake_1 = total_alive_stake / 2;
let alive_stake_2 = total_alive_stake - alive_stake_1;
let bigger = std::cmp::max(alive_stake_1, alive_stake_2);
let smaller = std::cmp::min(alive_stake_1, alive_stake_2);

// At least one of the forks must have > SWITCH_FORK_THRESHOLD in order
// to guarantee switching proofs can be created. Make sure the other fork
// is <= SWITCH_FORK_THRESHOLD to make sure progress can be made. Caches
// bugs such as liveness issues bank-weighted fork choice, which may stall
// because the fork with less stake could have more weight, but other fork would:
// 1) Not be able to generate a switching proof
// 2) Other more staked fork stops voting, so doesn't catch up in bank weight.
assert!(
bigger as f64 / total_stake as f64 > SWITCH_FORK_THRESHOLD
&& smaller as f64 / total_stake as f64 <= SWITCH_FORK_THRESHOLD
);

let on_partition_resolved = |cluster: &mut LocalCluster| {
cluster.check_for_new_roots(16, &"PARTITION_TEST");
};
run_kill_partition_switch_threshold(
failures_stake,
alive_stake_1,
alive_stake_2,
on_partition_resolved,
);
}

#[test]
#[serial]
fn test_two_unbalanced_stakes() {
Expand Down

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