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doc: update divergent specifier hazard guidance
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PR-URL: #30051
Reviewed-By: Guy Bedford <[email protected]>
Reviewed-By: Jan Krems <[email protected]>
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GeoffreyBooth authored and MylesBorins committed Jan 12, 2020
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Expand Up @@ -219,50 +219,6 @@ The `"main"` field can point to exactly one file, regardless of whether the
package is referenced via `require` (in a CommonJS context) or `import` (in an
ES module context).

#### Compatibility with CommonJS-Only Versions of Node.js

Prior to the introduction of support for ES modules in Node.js, it was a common
pattern for package authors to include both CommonJS and ES module JavaScript
sources in their package, with `package.json` `"main"` specifying the CommonJS
entry point and `package.json` `"module"` specifying the ES module entry point.
This enabled Node.js to run the CommonJS entry point while build tools such as
bundlers used the ES module entry point, since Node.js ignored (and still
ignores) `"module"`.

Node.js can now run ES module entry points, but it remains impossible for a
package to define separate CommonJS and ES module entry points. This is for good
reason: the `pkg` variable created from `import pkg from 'pkg'` is not the same
singleton as the `pkg` variable created from `const pkg = require('pkg')`, so if
both are referenced within the same app (including dependencies), unexpected
behavior might occur.

There are two general approaches to addressing this limitation while still
publishing a package that contains both CommonJS and ES module sources:

1. Document a new ES module entry point that’s not the package `"main"`, e.g.
`import pkg from 'pkg/module.mjs'` (or `import 'pkg/esm'`, if using [package
exports][]). The package `"main"` would still point to a CommonJS file, and
thus the package would remain compatible with older versions of Node.js that
lack support for ES modules.

1. Switch the package `"main"` entry point to an ES module file as part of a
breaking change version bump. This version and above would only be usable on
ES module-supporting versions of Node.js. If the package still contains a
CommonJS version, it would be accessible via a path within the package, e.g.
`require('pkg/commonjs')`; this is essentially the inverse of the previous
approach. Package consumers who are using CommonJS-only versions of Node.js
would need to update their code from `require('pkg')` to e.g.
`require('pkg/commonjs')`.

Of course, a package could also include only CommonJS or only ES module sources.
An existing package could make a semver major bump to an ES module-only version,
that would only be supported in ES module-supporting versions of Node.js (and
other runtimes). New packages could be published containing only ES module
sources, and would be compatible only with ES module-supporting runtimes.

To define separate package entry points for use by `require` and by `import`,
see [Conditional Exports][].

### Package Exports

By default, all subpaths from a package can be imported (`import 'pkg/x.js'`).
Expand Down Expand Up @@ -422,9 +378,9 @@ can be written:
}
```

When using conditional exports, the rule is that all keys in the object mapping
must not start with a `"."` otherwise they would be indistinguishable from
exports subpaths.
When using [Conditional Exports][], the rule is that all keys in the object
mapping must not start with a `"."` otherwise they would be indistinguishable
from exports subpaths.

<!-- eslint-skip -->
```js
Expand Down Expand Up @@ -465,6 +421,257 @@ thrown:
}
```

### Dual CommonJS/ES Module Packages

_These patterns are currently experimental and only work under the
`--experimental-conditional-exports` flag._

Prior to the introduction of support for ES modules in Node.js, it was a common
pattern for package authors to include both CommonJS and ES module JavaScript
sources in their package, with `package.json` `"main"` specifying the CommonJS
entry point and `package.json` `"module"` specifying the ES module entry point.
This enabled Node.js to run the CommonJS entry point while build tools such as
bundlers used the ES module entry point, since Node.js ignored (and still
ignores) the top-level `"module"` field.

Node.js can now run ES module entry points, and using [Conditional Exports][]
with the `--experimental-conditional-exports` flag it is possible to define
separate package entry points for CommonJS and ES module consumers. Unlike in
the scenario where `"module"` is only used by bundlers, or ES module files are
transpiled into CommonJS on the fly before evaluation by Node.js, the files
referenced by the ES module entry point are evaluated as ES modules.

#### Divergent Specifier Hazard

When an application is using a package that provides both CommonJS and ES module
sources, there is a risk of certain bugs if both versions of the package get
loaded (for example, because one version is imported by the application and the
other version is required by one of the application’s dependencies). Such a
package might look like this:

<!-- eslint-skip -->
```js
// ./node_modules/pkg/package.json
{
"type": "module",
"main": "./pkg.cjs",
"exports": {
"require": "./pkg.cjs",
"default": "./pkg.mjs"
}
}
```

In this example, `require('pkg')` always resolves to `pkg.cjs`, including in
versions of Node.js where ES modules are unsupported. In Node.js where ES
modules are supported, `import 'pkg'` references `pkg.mjs`.

The potential for bugs comes from the fact that the `pkg` created by `const pkg
= require('pkg')` is not the same as the `pkg` created by `import pkg from
'pkg'`. This is the “divergent specifier hazard,” where one specifer (`'pkg'`)
resolves to separate files (`pkg.cjs` and `pkg.mjs`) in separate module systems,
yet both versions might get loaded within an application because Node.js
supports intermixing CommonJS and ES modules.

If the export is a constructor, an `instanceof` comparison of instances created
by the two returns `false`, and if the export is an object, properties added to
one (like `pkg.foo = 3`) are not present on the other. This differs from how
`import` and `require` statements work in all-CommonJS or all-ES module
environments, respectively, and therefore is surprising to users. It also
differs from the behavior users are familiar with when using transpilation via
tools like [Babel][] or [`esm`][].

Even if the user consistently uses either `require` or `import` to refer to
`pkg`, if any dependencies of the application use the other method the hazard is
still present.

The `--experimental-conditional-exports` flag should be set for modern Node.js
for this behavior to work out. If it is not set, only the ES module version can
be used in modern Node.js and the package will throw when accessed via
`require()`.

#### Writing Dual Packages While Avoiding or Minimizing Hazards

First, the hazard described in the previous section occurs when a package
contains both CommonJS and ES module sources and both sources are provided for
use in Node.js, either via separate main entry points or exported paths. A
package could instead be written where any version of Node.js receives only
CommonJS sources, and any separate ES module sources the package may contain
could be intended only for other environments such as browsers. Such a package
would be usable by any version of Node.js, since `import` can refer to CommonJS
files; but it would not provide any of the advantages of using ES module syntax.

A package could also switch from CommonJS to ES module syntax in a breaking
change version bump. This has the obvious disadvantage that the newest version
of the package would only be usable in ES module-supporting versions of Node.js.

Every pattern has tradeoffs, but there are two broad approaches that satisfy the
following conditions:

1. The package is usable via both `require` and `import`.
1. The package is usable in both current Node.js and older versions of Node.js
that lack support for ES modules.
1. The package main entry point, e.g. `'pkg'` can be used by both `require` to
resolve to a CommonJS file and by `import` to resolve to an ES module file.
(And likewise for exported paths, e.g. `'pkg/feature'`.)
1. The package provides named exports, e.g. `import { name } from 'pkg'` rather
than `import pkg from 'pkg'; pkg.name`.
1. The package is potentially usable in other ES module environments such as
browsers.
1. The hazards described in the previous section are avoided or minimized.

##### Approach #1: Use an ES Module Wrapper

Write the package in CommonJS or transpile ES module sources into CommonJS, and
create an ES module wrapper file that defines the named exports. Using
[Conditional Exports][], the ES module wrapper is used for `import` and the
CommonJS entry point for `require`.

<!-- eslint-skip -->
```js
// ./node_modules/pkg/package.json
{
"type": "module",
"main": "./index.cjs",
"exports": {
"require": "./index.cjs",
"default": "./wrapper.mjs"
}
}
```

```js
// ./node_modules/pkg/index.cjs
exports.name = 'value';
```

```js
// ./node_modules/pkg/wrapper.mjs
import cjsModule from './index.cjs';
export const name = cjsModule.name;
```

In this example, the `name` from `import { name } from 'pkg'` is the same
singleton as the `name` from `const { name } = require('pkg')`. Therefore `===`
returns `true` when comparing the two `name`s and the divergent specifier hazard
is avoided.

If the module is not simply a list of named exports, but rather contains a
unique function or object export like `module.exports = function () { ... }`,
or if support in the wrapper for the `import pkg from 'pkg'` pattern is desired,
then the wrapper would instead be written to export the default optionally
along with any named exports as well:

```js
import cjsModule from './index.cjs';
export const name = cjsModule.name;
export default cjsModule;
```

This approach is appropriate for any of the following use cases:
* The package is currently written in CommonJS and the author would prefer not
to refactor it into ES module syntax, but wishes to provide named exports for
ES module consumers.
* The package has other packages that depend on it, and the end user might
install both this package and those other packages. For example a `utilities`
package is used directly in an application, and a `utilities-plus` package
adds a few more functions to `utilities`. Because the wrapper exports
underlying CommonJS files, it doesn’t matter if `utilities-plus` is written in
CommonJS or ES module syntax; it will work either way.
* The package stores internal state, and the package author would prefer not to
refactor the package to isolate its state management. See the next section.

A variant of this approach would add an export, e.g. `"./module"`, to point to
an all-ES module-syntax version the package. This could be used via `import
'pkg/module'` by users who are certain that the CommonJS version will not be
loaded anywhere in the application, such as by dependencies; or if the CommonJS
version can be loaded but doesn’t affect the ES module version (for example,
because the package is stateless).

##### Approach #2: Isolate State

The most straightforward `package.json` would be one that defines the separate
CommonJS and ES module entry points directly:

<!-- eslint-skip -->
```js
// ./node_modules/pkg/package.json
{
"type": "module",
"main": "./index.cjs",
"exports": {
"require": "./index.cjs",
"default": "./index.mjs"
}
}
```

This can be done if both the CommonJS and ES module versions of the package are
equivalent, for example because one is the transpiled output of the other; and
the package’s management of state is carefully isolated (or the package is
stateless).

The reason that state is an issue is because both the CommonJS and ES module
versions of the package may get used within an application; for example, the
user’s application code could `import` the ES module version while a dependency
`require`s the CommonJS version. If that were to occur, two copies of the
package would be loaded in memory and therefore two separate states would be
present. This would likely cause hard-to-troubleshoot bugs.

Aside from writing a stateless package (if JavaScript’s `Math` were a package,
for example, it would be stateless as all of its methods are static), there are
some ways to isolate state so that it’s shared between the potentially loaded
CommonJS and ES module instances of the package:

1. If possible, contain all state within an instantiated object. JavaScript’s
`Date`, for example, needs to be instantiated to contain state; if it were a
package, it would be used like this:

```js
import date from 'date';
const someDate = new date();
// someDate contains state; date does not
```

The `new` keyword isn’t required; a package’s function can return a new
object, or modify a passed-in object, to keep the state external to the
package.

1. Isolate the state in one or more CommonJS files that are shared between the
CommonJS and ES module versions of the package. For example, if the CommonJS
and ES module entry points are `index.cjs` and `index.mjs`, respectively:

```js
// ./node_modules/pkg/index.cjs
const state = require('./state.cjs');
module.exports.state = state;
```

```js
// ./node_modules/pkg/index.mjs
export state from './state.cjs';
```

Even if `pkg` is used via both `require` and `import` in an application (for
example, via `import` in application code and via `require` by a dependency)
each reference of `pkg` will contain the same state; and modifying that
state from either module system will apply to both.

Any plugins that attach to the package’s singleton would need to separately
attach to both the CommonJS and ES module singletons.

This approach is appropriate for any of the following use cases:
* The package is currently written in ES module syntax and the package author
wants that version to be used wherever such syntax is supported.
* The package is stateless or its state can be isolated without too much
difficulty.
* The package is unlikely to have other public packages that depend on it, or if
it does, the package is stateless or has state that need not be shared between
dependencies or with the overall application.

Even with isolated state, there is still the cost of possible extra code
execution between the CommonJS and ES module versions of a package.

## `import` Specifiers

### Terminology
Expand Down Expand Up @@ -1152,6 +1359,7 @@ $ node --experimental-modules --es-module-specifier-resolution=node index
success!
```
[Babel]: https://babeljs.io/
[CommonJS]: modules.html
[Conditional Exports]: #esm_conditional_exports
[ECMAScript-modules implementation]: https://github.com/nodejs/modules/blob/master/doc/plan-for-new-modules-implementation.md
Expand All @@ -1160,13 +1368,13 @@ success!
[Terminology]: #esm_terminology
[WHATWG JSON modules specification]: https://html.spec.whatwg.org/#creating-a-json-module-script
[`data:` URLs]: https://developer.mozilla.org/en-US/docs/Web/HTTP/Basics_of_HTTP/Data_URIs
[`esm`]: https://github.com/standard-things/esm#readme
[`export`]: https://developer.mozilla.org/en-US/docs/Web/JavaScript/Reference/Statements/export
[`import()`]: #esm_import-expressions
[`import.meta.url`]: #esm_import_meta
[`import`]: https://developer.mozilla.org/en-US/docs/Web/JavaScript/Reference/Statements/import
[`module.createRequire()`]: modules.html#modules_module_createrequire_filename
[`module.syncBuiltinESMExports()`]: modules.html#modules_module_syncbuiltinesmexports
[package exports]: #esm_package_exports
[dynamic instantiate hook]: #esm_dynamic_instantiate_hook
[special scheme]: https://url.spec.whatwg.org/#special-scheme
[the official standard format]: https://tc39.github.io/ecma262/#sec-modules

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