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fields.tex
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\input{preamble}
% OK, start here.
%
\begin{document}
\title{Fields}
\maketitle
\phantomsection
\label{section-phantom}
\tableofcontents
\section{Introduction}
\label{section-introduction}
\noindent
In this chapter, we shall discuss the theory of fields. Recall that a
{\it field} is a ring in which all nonzero elements are invertible.
Equivalently, the only two ideals of a field are $(0)$ and $(1)$
since any nonzero element is a unit. Consequently fields will be the
simplest cases of much of the theory developed later.
\medskip\noindent
The theory of field extensions has a different feel from standard commutative
algebra since, for instance, any morphism of fields is injective. Nonetheless,
it turns out that questions involving rings can often be reduced to questions
about fields. For instance, any domain can be embedded in a field
(its quotient field), and any {\it local ring} (that is, a ring with a unique
maximal ideal; we have not defined this term yet) has associated to it its
residue field (that is, its quotient by the maximal ideal).
A knowledge of field extensions will thus be useful.
\section{Basic definitions}
\label{section-definitions}
\noindent
Because we have placed this chapter before the chapter discussing
commutative algebra we need to introduce some of the basic definitions
here before we discuss these in greater detail in the algebra chapters.
\begin{definition}
\label{definition-field}
An {\it field} is a nonzero ring where every nonzero element is invertible.
Given a field a {\it subfield} is a subring that is itself a field.
\end{definition}
\noindent
For a field $k$, we write $k^*$ for the subset $k \setminus \{0\}$.
This generalizes the usual notation $R^*$ that refers to the group of
invertible elements in a ring $R$.
\begin{definition}
\label{definition-domain}
A {\it domain} or an {\it integral domain} is a nonzero ring where $0$
is the only zerodivisor.
\end{definition}
\section{Examples of fields}
\label{section-examples}
\noindent
To get started, let us begin by providing several examples of fields. The
reader should recall that if $R$ is a ring and $I \subset R$ an
ideal, then $R/I$ is a field precisely when $I$ is a maximal ideal.
\begin{example}[Rational numbers]
\label{example-rational-numbers}
The rational numbers form a field. It is called the
{\it field of rational numbers} and denoted $\mathbf{Q}$.
\end{example}
\begin{example}[Prime fields]
\label{example-prime-field}
If $p$ is a prime number, then $\mathbf{Z}/(p)$ is a field, denoted
$\mathbf{F}_p$. Indeed, $(p)$ is a
maximal ideal in $\mathbf{Z}$. Thus, fields may be finite: $\mathbf{F}_p$
contains $p$ elements.
\end{example}
\begin{example}
\label{example-quotient-polymial-ring}
In a principal ideal domain, an ideal generated by an irreducible element
is maximal. Now, if $k$ is a field, then the polynomial ring $k[x]$ is a
principal ideal domain. It follows that if $P \in k[x]$ is an irreducible
polynomial (that is, a nonconstant polynomial
that does not admit a factorization into terms of smaller degrees), then
$k[x]/(P)$ is a field. It contains a copy of $k$ in a natural way.
This is a very general way of constructing fields. For instance, the
complex numbers $\mathbf{C}$
can be constructed as $\mathbf{R}[x]/(x^2 + 1)$.
\end{example}
\begin{example}[Quotient fields]
\label{example-quotient-field}
Recall that, given a domain $A$, there is an imbedding $A \to K(A)$ into a
field $K(A)$ constructed from $A$ in exactly the same manner that
$\mathbf{Q}$ is constructed from $\mathbf{Z}$. Formally the elements
of $K(A)$ are (equivalence classes of) fractions $a/b$,
$a, b \in A$, $b \not = 0$. As usual $a/b = a'/b'$ if and only if $ab' = ba'$.
This is called the {\it quotient field} or {\it field of fractions} or
the {\it fraction field} of $A$.
The quotient field has the following universal property: given an
injective ring map $\varphi : A \to K$ to a field $K$, there is a unique
map $\psi : K(A) \to K$ making
$$
\xymatrix{
K(A) \ar[r]_\psi & K \\
A \ar[u] \ar[ru]_\varphi
}
$$
commute. Indeed, it is clear how to define such a map: we set
$\psi(a/b) = \varphi(a)\varphi(b)^{-1}$ where injectivity of $\varphi$
assures that $\varphi(b) \not = 0$ if $ b \not = 0$.
\end{example}
\begin{example}[Field of rational functions]
\label{example-field-of-rational-functions}
If $k$ is a field, then we can consider the field $k(x)$ of rational
functions over $k$. This is the quotient field of the polynomial ring
$k[x]$. In other words, it is the set of quotients $F/G$ for
$F, G \in k[x]$, $G \not = 0$ with the obvious equivalence relation.
\end{example}
\begin{example}
\label{example-field-of-meromorphic-functions}
Let $X$ be a Riemann surface. Let $\mathbf{C}(X)$ denote the
set of meromorphic functions on $X$. Then $\mathbf{C}(X)$ is a ring under
multiplication and addition of functions. It turns out that in fact
$\mathbf{C}(X)$ is a field. Namely, if a nonzero function $f(z)$ is
meromorphic, so is $1/f(z)$. For example, let $S^2$ be the Riemann
sphere; then we know from complex analysis that the ring of meromorphic
functions $\mathbf{C}(S^2)$ is the field of rational functions $\mathbf{C}(z)$.
\end{example}
\section{Vector spaces}
\label{section-vector-spaces}
\noindent
One reason fields are so nice is that the theory of modules over fields
(i.e. vector spaces), is very simple.
\begin{lemma}
\label{lemma-vector-space-is-free}
If $k$ is a field, then every $k$-module is free.
\end{lemma}
\begin{proof}
Indeed, by linear algebra we know that a $k$-module (i.e. vector space)
$V$ has a {\it basis} $\mathcal{B} \subset V$, which defines an isomorphism
from the free vector space on $\mathcal{B}$ to $V$.
\end{proof}
\begin{lemma}
\label{lemma-field-semi-simple}
Every exact sequence of modules over a field splits.
\end{lemma}
\begin{proof}
This follows from Lemma \ref{lemma-vector-space-is-free} as every vector
space is a projective module.
\end{proof}
\noindent
This is another reason why much of the theory in future chapters will not say
very much about fields, since modules behave in such a simple manner.
Note that Lemma \ref{lemma-field-semi-simple} is a statement about the
{\it category} of $k$-modules (for $k$ a field), because the notion of
exactness is inherently arrow-theoretic, i.e., makes use of purely categorical
notions, and can in fact be phrased within a so-called {\it abelian category}.
\medskip\noindent
Henceforth, since the study of modules over a field is linear algebra, and
since the ideal theory of fields is not very interesting, we shall study what
this chapter is really about: {\it extensions} of fields.
\section{The characteristic of a field}
\label{section-more-fields}
\noindent
In the category of rings, there is an {\it initial object} $\mathbf{Z}$: any
ring $R$ has a map from $\mathbf{Z}$ into it in precisely one way. For fields,
there is no such initial object.
Nonetheless, there is a family of objects such that every field can be mapped
into in exactly one way by exactly one of them, and in no way by the others.
\medskip\noindent
Let $F$ be a field. Think of $F$ as a ring to get a ring map
$f : \mathbf{Z} \to F$. The image of this ring map is a domain
(as a subring of a field) hence the kernel of $f$ is a prime ideal
in $\mathbf{Z}$. Hence the kernel of $f$ is either $(0)$ or $(p)$ for
some prime number $p$.
\medskip\noindent
In the first case we see that $f$ is injective, and in this case
we think of $\mathbf{Z}$ as a subring of $F$. Moreover, since every
nonzero element of $F$ is invertible we see that it makes sense to
talk about $p/q \in F$ for $p, q \in \mathbf{Z}$ with $q \not = 0$.
Hence in this case we may and we do think of $\mathbf{Q}$ as a subring of $F$.
One can easily see that this is the smallest subfield of $F$ in this case.
\medskip\noindent
In the second case, i.e., when $\Ker(f) = (p)$ we see that
$\mathbf{Z}/(p) = \mathbf{F}_p$ is a subring of $F$. Clearly it is the
smallest subfield of $F$.
\medskip\noindent
Arguing in this way we see that every field contains a smallest subfield
which is either $\mathbf{Q}$ or finite equal to $\mathbf{F}_p$ for some
prime number $p$.
\begin{definition}
\label{definition-characteristic}
The {\it characteristic} of a field $F$ is $0$ if
$\mathbf{Z} \subset F$, or is a prime $p$ if $p = 0$ in $F$.
The {\it prime subfield of $F$} is the smallest subfield of $F$
which is either $\mathbf{Q} \subset F$ if the characteristic is zero, or
$\mathbf{F}_p \subset F$ if the characteristic is $p > 0$.
\end{definition}
\noindent
It is easy to see that if $E \subset F$ is a subfield, then the
characteristic of $E$ is the same as the characteristic of $F$.
\begin{example}
\label{example-characteristic}
The characteristic of $\mathbf{F}_p$ is $p$, and that of $\mathbf{Q}$ is $0$.
\end{example}
\section{Field extensions}
\label{section-extensions}
\noindent
In general, though, we are interested not so much in fields by themselves but
in field {\it extensions}. This is perhaps analogous to studying not rings
but {\it algebras} over a fixed ring.
The nice thing for fields is that the notion of a ``field over another field''
just recovers the notion of a field extension, by the next result.
\begin{lemma}
\label{lemma-field-maps-injective}
If $F$ is a field and $R$ is a nonzero ring, then any ring homomorphism
$\varphi : F \to R$ is injective.
\end{lemma}
\begin{proof}
Indeed, let $a \in \Ker(\varphi)$ be a nonzero element. Then we have
$\varphi(1) = \varphi(a^{-1} a) = \varphi(a^{-1}) \varphi(a) = 0$.
Thus $1 = \varphi(1) = 0$ and $R$ is the zero ring.
\end{proof}
\begin{definition}
\label{definition-extension}
If $F$ is a field contained in a field $E$, then $E$ is said
to be a {\it field extension} of $F$. We shall write $E/F$ to indicate
that $E$ is an extension of $F$.
\end{definition}
\noindent
So if $F, F'$ are fields, and $F \to F'$ is any ring-homomorphism, we see by
Lemma \ref{lemma-field-maps-injective} that it is injective, and $F'$ can be
regarded as an extension of $F$, by a slight abuse of language. Alternatively,
a field extension of $F$ is just an $F$-algebra that happens to be a field.
This is completely different than the situation for general rings, since a
ring homomorphism is not necessarily injective.
\medskip\noindent
Let $k$ be a field. There is a {\it category} of field extensions of $k$.
An object of this category is an extension $E/k$, that is a
(necessarily injective) morphism of fields
$$
k \to E,
$$
while a morphism between extensions $E/k$ and $E'/k$ is a $k$-algebra
morphism $E \to E'$; alternatively, it is a commutative diagram
$$
\xymatrix{
E \ar[rr] & & E' \\
& k \ar[ru] \ar[lu] &
}
$$
The set of morphisms from $E \to E'$ in the category of extensions of $k$
will be denoted by $\Mor_k(E, E')$.
\begin{definition}
\label{definition-tower}
A {\it tower} of fields $E_n/E_{n - 1}/\ldots/E_0$ consists of a sequence of
extensions of fields
$E_n/E_{n - 1}$, $E_{n - 1}/E_{n - 2}$, $\ldots$, $E_1/E_0$.
\end{definition}
\noindent
Let us give a few examples of field extensions.
\begin{example}
\label{example-monogenic-extension}
Let $k$ be a field, and $P \in k[x]$ an irreducible polynomial. We have
seen that $k[x]/(P)$ is a field (Example \ref{example-quotient-polymial-ring}).
Since it is also a $k$-algebra in the obvious way, it is an extension of $k$.
\end{example}
\begin{example}
\label{example-field-of-meromorphic-functions-extension-C}
If $X$ is a Riemann surface, then the field of meromorphic functions
$\mathbf{C}(X)$ (Example \ref{example-field-of-meromorphic-functions})
is an extension field of $\mathbf{C}$, because any element of $\mathbf{C}$
induces a meromorphic --- indeed, holomorphic --- constant function on $X$.
\end{example}
\noindent
Let $F/k$ be a field extension. Let $S \subset F$ be any subset.
Then there is a {\it smallest} subextension of $F$ (that is, a subfield of
$F$ containing $k$) that contains $S$. To see this, consider the family of
subfields of $F $ containing $S$ and $k$, and take their intersection; one
checks that this is a field. By a standard argument one shows, in fact, that
this is the set of elements of $F$ that can be obtained via a finite number
of elementary algebraic operations (addition, multiplication, subtraction,
and division) involving elements of $k$ and $S$.
\begin{definition}
\label{definition-generated-by}
Let $k$ be a field. If $F/k$ is an extension of fields and
$S \subset F$, we write $k(S)$ for the smallest subfield of $F$
containing $k$ and $S$. We will say that $S$ {\it generates the
field extension} $k(S)/k$. If $S = \{\alpha\}$ is a singleton, then we
write $k(\alpha)$ instead of $k(\{\alpha\})$. We say $F/k$ is a
{\it finitely generated field extension} if there exists a
finite subset $S \subset F$ with $F = k(S)$.
\end{definition}
\noindent
For instance, $\mathbf{C}$ is generated by $i$ over $\mathbf{R}$.
\begin{exercise}
\label{exercise-C-not-countably-generated}
Show that $\mathbf{C}$ does not have a countable set of generators over
$\mathbf{Q}$.
\end{exercise}
\noindent
Let us now classify extensions generated by one element.
\begin{lemma}[Classification of simple extensions]
\label{lemma-field-extension-generated-by-one-element}
If a field extension $F/k$ is generated by one element, then it is
$k$-isomorphic either to the rational function field $k(t)/k$ or to one
of the extensions $k[t]/(P)$ for $P \in k[t]$ irreducible.
\end{lemma}
\noindent
We will see that many of the most important cases of field extensions are
generated by one element, so this is actually useful.
\begin{proof}
Let $\alpha \in F$ be such that $F = k(\alpha)$; by assumption, such an
$\alpha$ exists. There is a morphism of rings
$$
k[t] \to F
$$
sending the indeterminate $t$ to $\alpha$. The image is a domain, so the
kernel is a prime ideal. Thus, it is either $(0)$ or $(P)$ for $P \in k[t]$
irreducible.
\medskip\noindent
If the kernel is $(P)$ for $P \in k[t]$ irreducible, then the map factors
through $k[t]/(P)$, and induces a morphism of fields $k[t]/(P) \to F$. Since
the image contains $\alpha$, we see easily that the map is surjective, hence
an isomorphism. In this case, $k[t]/(P) \simeq F$.
\medskip\noindent
If the kernel is trivial, then we have an injection $k[t] \to F$.
One may thus define a morphism of the quotient field $k(t)$ into $F$; given a
quotient $R(t)/Q(t)$ with $R(t), Q(t) \in k[t]$, we map this to
$R(\alpha)/Q(\alpha)$. The hypothesis that $k[t] \to F$ is injective implies
that $Q(\alpha) \neq 0$ unless $Q$ is the zero polynomial.
The quotient field of $k[t]$ is the rational function field $k(t)$, so we get
a morphism $k(t) \to F$
whose image contains $\alpha$. It is thus surjective, hence an isomorphism.
\end{proof}
\section{Finite extensions}
\label{section-finite-extensions}
\noindent
If $F/E$ is a field extension, then evidently $F$ is also a vector space
over $E$ (the scalar action is just multiplication in $F$).
\begin{definition}
\label{definition-degree}
Let $F/E$ be an extension of fields. The dimension of $F$ considered as an
$E$-vector space is called the {\it degree} of the extension and is
denoted $[F : E]$. If $[F : E]<\infty$ then $F$ is said to be a
{\it finite} extension of $E$.
\end{definition}
\begin{example}
\label{example-C-over-R}
The field $\mathbf{C}$ is a two dimensional vector space over $\mathbf{R}$
with basis $1, i$. Thus $\mathbf{C}$ is a finite extension of $\mathbf{R}$
of degree 2.
\end{example}
\begin{lemma}
\label{lemma-finite-goes-up}
Let $K/E/F$ be a tower of algebraic field extensions.
If $K$ is finite over $F$, then $K$ is finite over $E$.
\end{lemma}
\begin{proof}
Direct from the definition.
\end{proof}
\noindent
Let us now consider the degree in the most important special example, that
given by Lemma \ref{lemma-field-extension-generated-by-one-element}, in the
next two examples.
\begin{example}[Degree of a rational function field]
\label{example-degree-rational-function-field}
If $k$ is any field, then the rational function field $k(t)$ is
{\it not} a finite extension. For example the elements
$\left\{t^n, n \in \mathbf{Z}\right\}$ are linearly independent over $k$.
\medskip\noindent
In fact, if $k$ is uncountable, then $k(t)$ is {\it uncountably} dimensional
as a $k$-vector space. To show this, we claim that the family of elements
$\{1/(t- \alpha), \alpha \in k\} \subset k(t)$ is linearly independent over
$k$. A nontrivial relation between them would lead to a contradiction: for
instance, if one works over $\mathbf{C}$, then this follows because
$\frac{1}{t-\alpha}$, when considered as a meromorphic function on
$\mathbf{C}$, has a pole at $\alpha$ and nowhere else.
Consequently any sum $\sum c_i \frac{1}{t - \alpha_i}$ for the $c_i \in k^*$,
and $\alpha_i \in k$ distinct, would have poles at each of the $\alpha_i$.
In particular, it could not be zero.
\medskip\noindent
Amusingly, this leads to a quick proof of the Hilbert Nullstellensatz over
the complex numbers. For a slightly more general result, see
Algebra, Theorem \ref{algebra-theorem-uncountable-nullstellensatz}.
\end{example}
\begin{lemma}
\label{lemma-finite-finitely-generated}
A finite extension of fields is a finitely generated field extension.
The converse is not true.
\end{lemma}
\begin{proof}
Let $F/E$ be a finite extension of fields. Let $\alpha_1, \ldots, \alpha_n$
be a basis of $F$ as a vector space over $E$. Then
$F = E(\alpha_1, \ldots, \alpha_n)$ hence $F/E$ is a finitely generated
field extension. The converse is not true as follows from
Example \ref{example-degree-rational-function-field}.
\end{proof}
\begin{example}[Degree of a simple algebraic extension]
\label{example-degree-simple-algebraic-extension}
Consider a monogenic field extension $E/k$ of the form discussed in
Example \ref{example-monogenic-extension}.
In other words, $E = k[t]/(P)$ for $P \in k[t]$ an irreducible polynomial.
Then the degree $[E : k]$ is just the degree $d = \deg(P)$ of the
polynomial $P$. Indeed, say
\begin{equation}
\label{equation-P}
P = a_d t^d + a_1 t^{d - 1} + \ldots + a_0.
\end{equation}
with $a_d \not = 0$. Then the images of $1, t, \ldots, t^{d - 1}$ in
$k[t]/(P)$ are linearly independent over $k$, because any relation involving
them would have degree strictly smaller than that of $P$, and $P$ is the
element of smallest degree in the ideal $(P)$.
\medskip\noindent
Conversely, the set $S = \{1, t, \ldots, t^{d - 1}\}$ (or more
properly their images) spans $k[t]/(P)$ as a vector space.
Indeed, we have by (\ref{equation-P}) that $a_d t^d$ lies in the span of $S$.
Since $a_d$ is invertible, we see that $t^d$ is in the span of $S$.
Similarly, the relation $t P(t) = 0$ shows that the image of $t^{d + 1}$
lies in the span of $\{1, t, \ldots, t^d\}$ --- by what was just shown, thus
in the span of $S$. Working upward inductively, we find
that the image of $t^n$ for $n \geq d$ lies in the span of $S$.
\end{example}
\noindent
This confirms the observation that $[\mathbf{C}: \mathbf{R}] = 2$, for
instance. More generally, if $k$ is a field, and $\alpha \in k$ is not a
square, then the irreducible polynomial $x^2 - \alpha \in k[x]$ allows one
to construct an extension $k[x]/(x^2 - \alpha)$ of degree two.
We shall write this as $k(\sqrt{\alpha})$. Such extensions will be called
{\it quadratic,} for obvious reasons.
\medskip\noindent
The basic fact about the degree is that it is {\it multiplicative in towers.}
\begin{lemma}[Multiplicativity]
\label{lemma-multiplicativity-degrees}
Suppose given a tower of fields $F/E/k$. Then
$$
[F:k] = [F:E][E:k]
$$
\end{lemma}
\begin{proof}
Let $\alpha_1, \ldots, \alpha_n \in F$ be an $E$-basis for $F$. Let
$\beta_1, \ldots, \beta_m \in E$ be a $k$-basis for $E$. Then the claim is
that the set of products
$\{\alpha_i \beta_j, 1 \leq i \leq n, 1 \leq j \leq m\}$
is a $k$-basis for $F$. Indeed, let us check first that they span $F$ over $k$.
\medskip\noindent
By assumption, the $\{\alpha_i\}$ span $F$ over $E$. So if
$f \in F$, there are $a_i \in E$ with
$$
f = \sum\nolimits_i a_i \alpha_i,
$$
and, for each $i$, we can write $a_i = \sum b_{ij} \beta_j$ for some
$b_{ij} \in k$. Putting these together, we find
$$
f = \sum\nolimits_{i,j} b_{ij} \alpha_i \beta_j,
$$
proving that the $\{\alpha_i \beta_j\}$ span $F$ over $k$.
\medskip\noindent
Suppose now that there existed a nontrivial relation
$$
\sum\nolimits_{i,j} c_{ij} \alpha_i \beta_j = 0
$$
for the $c_{ij} \in k$. In that case, we would have
$$
\sum\nolimits_i \alpha_i \left( \sum\nolimits_j c_{ij} \beta_j \right) = 0,
$$
and the inner terms lie in $E$ as the $\beta_j$ do. Now $E$-linear
independence of the $\{\alpha_i\}$ shows that the inner sums are all zero.
Then $k$-linear independence of the $\{\beta_j\}$ shows that the
$c_{ij}$ all vanish.
\end{proof}
\noindent
We sidetrack to a slightly tangential definition.
\begin{definition}
\label{definition-number-field}
A field $K$ is said to be a {\it number field} if it has characteristic
$0$ and the extension $\mathbf{Q} \subset K$ is finite.
\end{definition}
\noindent
Number fields are the basic objects in algebraic number theory. We shall see
later that,
for the analog of the integers $\mathbf{Z}$ in a number field, something kind
of like unique factorization still holds (though strict unique factorization
generally does not!).
\section{Algebraic extensions}
\label{section-algebraic-extensions}
\noindent
An important class of extensions are those where every element generates
a finite extension.
\begin{definition}
\label{definition-algebraic}
Consider a field extension $F/E$. An element $\alpha \in F$ is said to be
{\it algebraic} over $E$ if $\alpha$ is the root of some nonzero polynomial
with coefficients in $E$. If all elements of $F$ are algebraic then $F$ is
said to be an {\it algebraic extension} of $E$.
\end{definition}
\noindent
By Lemma \ref{lemma-field-extension-generated-by-one-element}, the
subextension $E(\alpha)$ is isomorphic either to the rational function
field $E(t)$ or to a quotient ring $E[t]/(P)$ for $P \in E[t]$ an
irreducible polynomial. In the latter case, $\alpha$ is algebraic over
$E$ (in fact, the proof of
Lemma \ref{lemma-field-extension-generated-by-one-element}
shows that we can pick $P$ such that $\alpha$ is a root of $P$);
in the former case, it is not.
\begin{example}
\label{example-C-algebraic-over-R}
The field $\mathbf{C}$ is algebraic over $\mathbf{R}$. Namely, if
$\alpha = a + ib$ in $\mathbf{C}$, then $\alpha^2 - 2a\alpha + a^2 + b^2 = 0$
is a polynomial equation for $\alpha$ over $\mathbf{R}$.
\end{example}
\begin{example}
\label{example-compact-riemann-surface-is-finite-over-P1}
Let $X$ be a compact Riemann surface, and let
$f \in \mathbf{C}(X) - \mathbf{C}$ any nonconstant meromorphic function
on $X$ (see Example \ref{example-field-of-meromorphic-functions}). Then it is
known that $\mathbf{C}(X)$ is algebraic over the subextension
$\mathbf{C}(f)$ generated by $f$. We shall not prove this.
\end{example}
\begin{lemma}
\label{lemma-algebraic-goes-up}
Let $K/E/F$ be a tower of field extensions.
\begin{enumerate}
\item If $\alpha \in K$ is algebraic over $F$, then $\alpha$ is algebraic
over $E$.
\item if $K$ is algebraic over $F$, then $K$ is algebraic over $E$.
\end{enumerate}
\end{lemma}
\begin{proof}
This is immediate from the definitions.
\end{proof}
\noindent
We now show that there is a deep connection between finiteness and being
algebraic.
\begin{lemma}
\label{lemma-finite-is-algebraic}
A finite extension is algebraic. In fact, an extension $E/k$ is algebraic
if and only if every subextension $k(\alpha)/k$ generated by some
$\alpha \in E$ is finite.
\end{lemma}
\noindent
In general, it is very false that an algebraic extension is finite.
\begin{proof}
Let $E/k$ be finite, say of degree $n$. Choose $\alpha \in E$. Then the
elements $\{1, \alpha, \ldots, \alpha^n\}$ are linearly
dependent over $E$, or we would necessarily have $[E : k] > n$. A relation of
linear dependence now gives the desired polynomial that $\alpha$ must satisfy.
\medskip\noindent
For the last assertion, note that a monogenic extension $k(\alpha)/k$ is
finite if and only $\alpha$ is algebraic over $k$, by
Examples \ref{example-degree-rational-function-field} and
\ref{example-degree-simple-algebraic-extension}.
So if $E/k$ is algebraic, then each $k(\alpha)/k$, $\alpha \in E$, is a finite
extension, and conversely.
\end{proof}
\noindent
We can extract a lemma of the last proof (really of
Examples \ref{example-degree-rational-function-field} and
\ref{example-degree-simple-algebraic-extension}):
a monogenic extension is finite if and only if it is algebraic.
We shall use this observation in the next result.
\begin{lemma}
\label{lemma-algebraic-finitely-generated}
\begin{slogan}
A finitely generated algebraic extension is finite.
\end{slogan}
Let $k$ be a field, and let $\alpha_1, \alpha_2, \ldots, \alpha_n$ be elements
of some extension field such that each $\alpha_i$ is algebraic over $k$. Then
the extension $k(\alpha_1, \ldots, \alpha_n)/k$ is finite.
That is, a finitely generated algebraic extension is finite.
\end{lemma}
\begin{proof}
Indeed, each extension
$k(\alpha_{1}, \ldots, \alpha_{i+1})/k(\alpha_1, \ldots, \alpha_{i})$
is generated by one element and algebraic, hence finite.
By multiplicativity of degree (Lemma \ref{lemma-multiplicativity-degrees})
we obtain the result.
\end{proof}
\noindent
The set of complex numbers that are algebraic over $\mathbf{Q}$ are simply
called the {\it algebraic numbers.} For instance, $\sqrt{2}$ is algebraic,
$i$ is algebraic, but $\pi$ is not.
It is a basic fact that the algebraic numbers form a field, although it is not
obvious how to prove this from the definition that a number is algebraic
precisely when it satisfies a nonzero polynomial equation with rational
coefficients (e.g. by polynomial equations).
\begin{lemma}
\label{lemma-algebraic-elements}
Let $E/k$ be a field extension. Then the elements of $E$ algebraic over $k$
form a subextension of $E/k$.
\end{lemma}
\begin{proof}
Let $\alpha, \beta \in E$ be algebraic over $k$. Then $k(\alpha, \beta)/k$
is a finite extension by Lemma \ref{lemma-algebraic-finitely-generated}.
It follows that $k(\alpha + \beta) \subset k(\alpha, \beta)$ is a finite
extension, which implies that $\alpha + \beta$ is algebraic by
Lemma \ref{lemma-finite-is-algebraic}. Similarly for the difference,
product and quotient of $\alpha$ and $\beta$.
\end{proof}
\noindent
Many nice properties of field extensions, like those of rings, will have the
property that they will be preserved by towers and composita.
\begin{lemma}
\label{lemma-algebraic-permanence}
Let $E/k$ and $F/E$ be algebraic extensions of fields. Then $F/k$ is an
algebraic extension of fields.
\end{lemma}
\begin{proof}
Choose $\alpha \in F$. Then $\alpha$ is algebraic over $E$.
The key observation is that $\alpha$ is algebraic over a
finitely generated subextension of $k$.
That is, there is a finite set $S \subset E$ such that $\alpha $ is algebraic
over $k(S)$: this is clear because being algebraic means that a certain
polynomial in $E[x]$ that $\alpha$ satisfies exists, and as $S$ we can take the
coefficients of this polynomial. It follows that $\alpha$ is algebraic over
$k(S)$. In particular, the extension $k(S, \alpha)/ k(S)$ is finite.
Since $S$ is a finite set, and $k(S)/k$ is algebraic,
Lemma \ref{lemma-algebraic-finitely-generated} shows that
$k(S)/k$ is finite. Using multiplicativity
(Lemma \ref{lemma-multiplicativity-degrees})
we find that $k(S,\alpha)/k$ is finite, so $\alpha$ is algebraic over $k$.
\end{proof}
\noindent
The method of proof in the previous argument --- that being algebraic
over $E$ was a property that {\it descended} to a finitely generated
subextension of $E$ --- is an idea that recurs throughout algebra.
It often allows one to reduce general commutative algebra questions
to the Noetherian case for example.
\begin{lemma}
\label{lemma-size-algebraic-extension}
Let $E/F$ be an algebraic extension of fields. Then the cardinality $|E|$
of $E$ is at most $\max(\aleph_0, |F|)$.
\end{lemma}
\begin{proof}
Let $S$ be the set of nonconstant polynomials with coefficients in $F$.
For every $P \in S$ the set of roots
$r(P, E) = \{\alpha \in E \mid P(\alpha) = 0\}$
is finite (details omitted). Moreover, the fact that $E$ is algebraic
over $F$ implies that $E = \bigcup_{P \in S} r(P, E)$.
It is clear that $S$ has cardinality bounded by $\max(\aleph_0, |F|)$
because the cardinality of a finite product of copies of $F$ has
cardinality at most $\max(\aleph_0, |F|)$.
Thus so does $E$.
\end{proof}
\begin{lemma}
\label{lemma-subalgebra-algebraic-extension-field}
Let $E/F$ be a finite or more generally an algebraic extension of fields.
Any subring $F \subset R \subset E$ is a field.
\end{lemma}
\begin{proof}
Let $\alpha \in R$ be nonzero. Then $1, \alpha, \alpha^2, \ldots$
are contained in $R$. By Lemma \ref{lemma-finite-is-algebraic}
we find a nontrivial relation
$a_0 + a_1 \alpha + \ldots + a_d \alpha^d = 0$.
We may assume $a_0 \not = 0$ because if not we can divide the relation
by $\alpha$ to decrease $d$. Then we see that
$$
a_0 = \alpha (- a_1 - \ldots - a_d \alpha^{d - 1})
$$
which proves that the inverse of $\alpha$ is the element
$a_0^{-1} (- a_1 - \ldots - a_d \alpha^{d - 1})$
of $R$.
\end{proof}
\begin{lemma}
\label{lemma-algebraic-extension-self-map}
Let $E/F$ an algebraic extension of fields. Any $F$-algebra map
$f : E \to E$ is an automorphism.
\end{lemma}
\begin{proof}
If $E/F$ is finite, then $f : E \to E$ is an $F$-linear
injective map (Lemma \ref{lemma-field-maps-injective})
of finite dimensional vector spaces, and hence bijective.
In general we still see that $f$ is injective.
Let $\alpha \in E$ and let $P \in F[x]$ be a
polynomial such that $P(\alpha) = 0$.
Let $E' \subset E$ be the subfield of $E$ generated
by the roots $\alpha = \alpha_1, \ldots, \alpha_n$ of $P$ in $E$.
Then $E'$ is finite over $F$ by Lemma \ref{lemma-algebraic-finitely-generated}.
Since $f$ preserves the set of roots, we find that
$f|_{E'} : E' \to E'$. Hence $f|_{E'}$ is an isomorphism
by the first part of the proof and we conclude that $\alpha$
is in the image of $f$.
\end{proof}
\section{Minimal polynomials}
\label{section-minimal-polynomials}
\noindent
Let $E/k$ be a field extension, and let $\alpha \in E$ be algebraic over $k$.
Then $\alpha$ satisfies a (nontrivial) polynomial equation in $k[x]$.
Consider the set of polynomials $P \in k[x]$ such that $P(\alpha) = 0$; by
hypothesis, this set does not just contain the zero polynomial.
It is easy to see that this set is an {\it ideal.} Indeed, it is the kernel
of the map
$$
k[x] \to E, \quad x \mapsto \alpha
$$
Since $k[x]$ is a PID, there is a {\it generator} $P \in k[x]$ of this
ideal. If we assume $P$ monic, without loss of generality, then $P$ is
uniquely determined.
\begin{definition}
\label{definition-minimal-polynomial}
The polynomial $P$ above is called the {\it minimal polynomial}
of $\alpha$ over $k$.
\end{definition}
\noindent
The minimal polynomial has the following characterization: it is the monic
polynomial, of smallest degree, that annihilates $\alpha$. Any nonconstant
multiple of $P$ will have larger degree, and only multiples of $P$ can
annihilate $\alpha$. This explains the name {\it minimal}.
\medskip\noindent
Clearly the minimal polynomial is {\it irreducible}. This is equivalent to the
assertion that the ideal in $k[x]$ consisting of polynomials annihilating
$\alpha$ is prime. This follows from the fact that the map
$k[x] \to E, x \mapsto \alpha$ is a map into a domain (even a field), so the
kernel is a prime ideal.
\begin{lemma}
\label{lemma-degree-minimal-polynomial}
The degree of the minimal polynomial is $[k(\alpha) : k]$.
\end{lemma}
\begin{proof}
This is just a restatement of the argument in
Lemma \ref{lemma-field-extension-generated-by-one-element}: the observation
is that if $P$ is the minimal polynomial of $\alpha$, then the map
$$
k[x]/(P) \to k(\alpha), \quad x \mapsto \alpha
$$
is an isomorphism as in the aforementioned proof, and we have counted the
degree of such an extension (see
Example \ref{example-degree-simple-algebraic-extension}).
\end{proof}
\noindent
So the observation of the above proof is that if $\alpha \in E$ is algebraic,
then $k(\alpha) \subset E$ is isomorphic to $k[x]/(P)$.
\section{Algebraic closure}
\label{section-algebraic-closure}
\noindent
The ``fundamental theorem of algebra'' states that $\mathbf{C}$ is
algebraically closed. A beautiful proof of this result uses
Liouville's theorem in complex analysis, we shall give another
proof (see Lemma \ref{lemma-C-algebraically-closed}).
\begin{definition}
\label{definition-algebraically-closed}
A field $F$ is said to be {\it algebraically closed} if every algebraic
extension $E/F$ is trivial, i.e., $E = F$.
\end{definition}
\noindent
This may not be the definition in every text. Here is the lemma comparing
it with the other one.
\begin{lemma}
\label{lemma-algebraically-closed}
Let $F$ be a field. The following are equivalent
\begin{enumerate}
\item $F$ is algebraically closed,
\item every irreducible polynomial over $F$ is linear,
\item every nonconstant polynomial over $F$ has a root,
\item every nonconstant polynomial over $F$ is a product of linear factors.
\end{enumerate}
\end{lemma}
\begin{proof}
If $F$ is algebraically closed, then every irreducible polynomial is linear.
Namely, if there exists an irreducible polynomial of degree $> 1$, then
this generates a nontrivial finite (hence algebraic) field extension, see
Example \ref{example-degree-simple-algebraic-extension}.
Thus (1) implies (2). If every irreducible polynomial
is linear, then every irreducible polynomial has a root, whence every
nonconstant polynomial has a root. Thus (2) implies (3).
\medskip\noindent
Assume every nonconstant polynomial has a root. Let $P \in F[x]$
be nonconstant. If $P(\alpha) = 0$ with $\alpha \in F$, then we see
that $P = (x - \alpha)Q$ for some $Q \in F[x]$ (by division with remainder).
Thus we can argue by induction on the degree that any nonconstant
polynomial can be written as a product $c \prod (x - \alpha_i)$.
\medskip\noindent
Finally, suppose that every nonconstant polynomial over $F$ is a product of
linear factors. Let $E/F$ be an algebraic extension. Then all the simple
subextensions $F(\alpha)/F$ of $E$ are necessarily trivial (because the
only irreducible polynomials are linear by assumption). Thus $E = F$.
We see that (4) implies (1) and we are done.
\end{proof}
\noindent
Now we want to define a ``universal'' algebraic extension of a field.
Actually, we should be careful: the algebraic closure is {\it not} a
universal object. That is, the algebraic closure is not unique up to
{\it unique} isomorphism: it is only unique up to isomorphism. But still,
it will be very handy, if not functorial.
\begin{definition}
\label{definition-algebraic-closure}
Let $F$ be a field. We say $F$ is {\it algebraically closed} if every
algebraic extension $E/F$ is trivial, i.e., $E = F$. An {\it algebraic closure}
of $F$ is a field $\overline{F}$ containing $F$ such that:
\begin{enumerate}
\item $\overline{F}$ is algebraic over $F$.
\item $\overline{F}$ is algebraically closed.
\end{enumerate}
\end{definition}
\noindent
If $F$ is algebraically closed, then $F$ is its own algebraic closure.
We now prove the basic existence result.
\begin{theorem}
\label{theorem-existence-algebraic-closure}
Every field has an algebraic closure.
\end{theorem}
\noindent
The proof will mostly be a red herring to the rest of the chapter. However, we
will want to know that it is {\it possible} to embed a field inside an
algebraically closed field, and we will often assume it done.
\begin{proof}
Let $F$ be a field. By Lemma \ref{lemma-size-algebraic-extension} the
cardinality of an algebraic extension of $F$ is bounded by
$\max(\aleph_0, |F|)$. Choose a set $S$ containing $F$ with
$|S| > \max(\aleph_0, |F|)$. Let's consider triples
$(E, \sigma_E, \mu_E)$ where
\begin{enumerate}
\item $E$ is a set with $F \subset E \subset S$, and
\item $\sigma_E : E \times E \to E$ and $\mu_E : E \times E \to E$
are maps of sets such that $(E, \sigma_E, \mu_E)$ defines the structure
of a field extension of $F$ (in particular $\sigma_E(a, b) = a +_F b$
for $a, b \in F$ and similarly for $\mu_E$), and
\item $F \subset E$ is an algebraic field extension.
\end{enumerate}
The collection of all triples $(E, \sigma_E, \mu_E)$ forms a set $I$.
For $i \in I$ we will denote $E_i = (E_i, \sigma_i, \mu_i)$ the
corresponding field extension to $F$. We define a partial ordering on
$I$ by declaring $i \leq i'$ if and only if $E_i \subset E_{i'}$
(this makes sense as $E_i$ and $E_{i'}$ are subsets of the same set $S$)
and we have $\sigma_i = \sigma_{i'}|_{E_i \times E_i}$ and
$\mu_i = \mu_{i'}|_{E_i \times E_i}$, in other words, $E_{i'}$ is a field
extension of $E_i$.
\medskip\noindent
Let $T \subset I$ be a totally ordered subset. Then it is clear that
$E_T = \bigcup_{i \in T} E_i$ with induced maps $\sigma_T = \bigcup \sigma_i$
and $\mu_T = \bigcup \mu_i$ is another element of $I$. In other words
every totally order subset of $I$ has a upper bound in $I$. By Zorn's lemma
there exists a maximal element $(E, \sigma_E, \mu_E)$ in $I$. We claim that
$E$ is an algebraic closure. Since by definition of $I$ the extension
$E/F$ is algebraic, it suffices to show that $E$ is algebraically closed.
\medskip\noindent
To see this we argue by contradiction. Namely, suppose that $E$ is not
algebraically closed. Then there exists an irreducible polynomial
$P$ over $E$ of degree $> 1$, see Lemma \ref{lemma-algebraically-closed}.
By Lemma \ref{lemma-finite-is-algebraic} we obtain a nontrivial finite
extension $E' = E[x]/(P)$. Observe that $E'/F$ is algebraic by
Lemma \ref{lemma-algebraic-permanence}.
Thus the cardinality of $E'$ is $\leq \max(\aleph_0, |F|)$.
By elementary set theory we can extend the given injection
$E \subset S$ to an injection $E' \to S$. In other words, we may
think of $E'$ as an element of our set $I$ contradicting the
maximality of $E$. This contradiction completes the proof.
\end{proof}
\begin{lemma}
\label{lemma-map-into-algebraic-closure}
Let $F$ be a field. Let $\overline{F}$ be an algebraic closure of $F$.
Let $M/F$ be an algebraic extension. Then there is a morphism of
$F$-extensions $M \to \overline{F}$.
\end{lemma}
\begin{proof}